Morgan Stanley Fined $2M Over Insider Trading Lapses Linked to First Republic
As part of the settlement, Morgan Stanley is required to review and improve its internal policies to better oversee stock ...
Morgan Stanley Offers Bitcoin ETFs To Eligible Clients
Morgan Stanley has authorized thousands of its financial advisers to offer spot Bitcoin exchange-traded funds (ETF). Eligible clients will start ...
Morgan Stanley Discloses $270M Spot Bitcoin ETF Holdings
These Bitcoin investments were likely made on behalf of clients, not as a speculative move by the investment bank. Other ...
Regional Banks in the US Brace for More Commercial Property Fallout After SVB Collapse
It's been over a year since the shocking collapse of Silicon Valley Bank (SVB) and Signature Bank, but the fallout ...
Morgan Stanley Faces $1.6 Million Fine over Regulatory Compliance Lapses
The regulator accused the bank of failing to cancel or close out inter-dealer municipal securities transactions. The violations allegedly occurred ...
SEC Hits Morgan Stanley With $249 Million Fine In Block Trading Probe
The allegations involve the improper leaking of confidential information in bank trading violations. Morgan Stanley has been under the SEC's ...
Morgan Stanley to Slash 3,000 Jobs Amid Market Uncertainty
The investment bank cites a slowing deal-making and uncertainty in the global economy. Part of the uncertainty is the fear ...
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