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Equity

FXN

NYSE Arca

First Trust Energy AlphaDEX Fund

Price · Chart

This price chart is drawn by TradingView, from their own data, in an embed loaded from their servers. We hold too few licensed daily closes of our own for FXN to draw a line in its place.

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Filings 3 sets

FXN institutional holders

SEC Form 13F

4 of the 45 institutional funds we track reported a FXN position for the quarter ended 30 Jun 2026 — a combined $12.4M; the latest of those filings landed 02 Sep 2026.

Fund Action Shares Value
Two Sigma Investments Added +518.7% shares 244,642 $4.9M
D. E. Shaw & Co. New position 219,719 $4.4M
Citadel Advisors Trimmed −30.2% shares 76,750 $1.6M
Marshall Wace New position 70,111 $1.4M

Source: SEC EDGAR 13F filings

FXN fails-to-deliver

SEC CNS data

On 11 Sep 2026, 134 shares of FXN failed to deliver (about $3K).

Settlement date Shares failed Notional
11 Sep 2026 134 $3K
08 Sep 2026 22,483 $536K
04 Sep 2026 28 $675
03 Sep 2026 117 $3K
02 Sep 2026 177 $4K
01 Sep 2026 30 $713
28 Aug 2026 497 $12K
24 Aug 2026 30 $708
21 Aug 2026 2,629 $62K

Source: SEC fails-to-deliver (CNS) data

Congressional trades in FXN

STOCK Act disclosures

The most recent congressional trade disclosed in FXN is a purchase by Michael K. Simpson (house, ID), dated 16 Mar 2016.

Date Member Type Amount
16 Mar 2016 filed 15 Mar 2017 Michael K. Simpson house · Republican–ID Purchase $15K–$50K
16 Mar 2016 filed 11 Apr 2016 Michael K. Simpson house · Republican–ID Purchase $15K–$50K

Source: U.S. House of Representatives financial disclosures