US House · Democrat · NJ
Herbert C. Conaway, Jr.
798 disclosed tradesClerk of the House · STOCK Act PTR · to 5 December 2018
Herbert C. Conaway, Jr. has 798 disclosed stock trades on record (none in the last 12 months) across 170 tickers (339 buys, 448 sells), most recently filed 5 December 2018. A further 2 filings on file that we could not read yet. Amounts are disclosed in ranges, not exact values, and can lag the trade by up to 45 days.
Estimated trade performancevs SPY
Not enough priced disclosures yet to estimate performance.
Trades disclosed798
Buys339
Sells448
Most-tradedVZ · 11
Top sectorTechnology 7%
Latest filing5 December 2018
Disclosed under the STOCK Act, 798 of 798 trades shown · amounts are disclosed as ranges, never as one number.
Disclosed transactions
798 of 798 disclosedBuys339
Sells448
Exchanges11
Net directionSell-leaning
Amounts are disclosed in ranges, not exact values. Trade date is when the transaction happened; Filed is when it became public. No trades were disclosed in the last 12 months — showing full history.
DateSecurityTypeAmountFiledOwner
2019-10-19R2000 sTEPUP IssUER BARC sTEP 35.00% sV 1,488.786 DUE 09/30/22 [oT]Sell$50.0K – $100.0K2018-11-12spouse
2018-11-29sX5E sTEPUP IssUER Cs sTEP 35.00% sV 3,174.16 DUE 11/19/21 [oT]Buy$50.0K – $100.0K2018-12-05spouse
2018-11-29sP500 CLIRNs IssUER bNs CAP 10.96% sV 2,737.76 DUE 01/31/20 [oT]Buy$50.0K – $100.0K2018-12-05spouse
2018-11-21stryker Corporation (sYK) [sT]Sell$1.0K – $15.0K2018-12-05spouse
2018-11-21sPDR s&P 500 (sPY) [sT]Buy$15.0K – $50.0K2018-12-05spouse
2018-11-21simon Property group, Inc. (sPg) [sT]Buy$1.0K – $15.0K2018-12-05spouse
2018-11-21R2000 CLIRN IssUER bAC CAP 17.92% sV 1,334.341 DUE 11/21/18 [oT]Sell$100.0K – $250.0K2018-12-05spouse
2018-11-21becton, Dickinson and Company (bDX) [sT]Buy$1.0K – $15.0K2018-12-05spouse
2018-11-02Walt Disney Company (DIs) [sT]Buy$1.0K – $15.0K2018-12-05spouse
2018-10-26Northrop grumman Corporation (NoC) [sT]Sell$1.0K – $15.0K2018-11-12spouse
2018-10-26IBMInternational Business Machines Corporation (IBM) [sT]Sell$1.0K – $15.0K2018-11-12spouse
2018-10-16sPDR s&P 500 (sPY) [sT]Buy$1.0K – $15.0K2018-11-12spouse
2018-10-11sX5E sTEPUP IssUER BNs sTEP 30.00% sV 3,563.64 DUE 09/24/20 [oT]Sell$50.0K – $100.0K2018-11-12spouse
2018-09-27ISHaRES CORE DIVIDEND gROWTH EXCHaNgE TRaDED FUND [OT]Buy$15.0K – $50.0K2018-10-04spouse
2018-09-21SX5E aRN ISSUER BOFa CaP 19.23% SV 3,579.32 DUE 01/25/19 [OT]Sell$50.0K – $100.0K2018-10-04spouse
2018-08-30Coca-Cola Company (Ko) [ST]Sell$1.0K – $15.0K2018-09-04spouse
2018-07-27SP500 aRN ISSUER BoFa CaP 10.00% SV 2,415.07 DUE 07/27/18 [oT]Sell$50.0K – $100.0K2018-08-10spouse
2018-07-26SP500 aRN ISSUER boFa CaP 10.09% SV 2837.44 DUE 09/27/19 [oT]Buy$50.0K – $100.0K2018-09-04spouse
2018-07-13gENERaTIoN PK MgMT DIST TEX ULTD TaX RD a oID aPR16 03.750%SEP01 2036 [oT]Sell$50.0K – $100.0K2018-08-10spouse
2018-06-21Northrop grumman Corporation (NoC) [sT]Sell$1.0K – $15.0K2018-07-09spouse
2018-05-25sX5E CLIRN IssUER bAC CAP 24.90% [oT]Sell$100.0K – $250.0K2018-06-04spouse
2018-05-01Walt Disney Company (DIs) [sT]Buy$1.0K – $15.0K2018-06-04spouse
2018-05-01Diageo plc (DEo) [sT]Buy$1.0K – $15.0K2018-06-04spouse
2018-04-24Procter & gamble Company (Pg) [ST]Sell$1.0K – $15.0K2018-05-10spouse
2018-04-11CALAMOS STRAT TOT RETURN FD [OT]Buy$1.0K – $15.0K2018-05-10spouse
2018-03-28SX5E STEPUP ISSUER HSbC STEP 30.00% SV 3,331.25 DUE 03/25/21Buy$50.0K – $100.0K2018-04-03spouse
2018-03-28SX5E STEPUP ISSUER HSbC STEP 30.00% SV 3,331.25 DUE 03/25/21Buy$15.0K – $50.0K2018-04-03spouse
2018-03-28SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19Sell$50.0K – $100.0K2018-04-03spouse
2018-03-28SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19Sell$50.0K – $100.0K2018-04-03spouse
2018-03-28SP500 CLIRN ISSUER bAC CAP 16.60% SV 2,036.71 DUE 03/28/18Sell$15.0K – $50.0K2018-04-03spouse
2018-03-28R2000 CLIRNS ISSUER CIbC CAP 20.40% SV 1,075.699 DUE 03/28/18Sell$100.0K – $250.0K2018-04-03spouse
2018-03-28JPMORgAN FEDERAL MONEY MARKET FUNDBuy$1.0K – $15.0K2018-04-03spouse
2018-03-28FIRST TR EXCHANgE TRADED FD DOW JONES IN ACTUAL PRICESBuy$1.0K – $15.0K2018-04-03spouse
2018-03-26R2000 CLIRN ISSUER CIbC CAP 16.00% SV 1,417.127 DUE 04/26/19Buy$100.0K – $250.0K2018-04-03spouse
2018-03-15CAPITAL INCOME bUILDER CL ABuy$1.0K – $15.0K2018-04-03spouse
2018-03-05SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19Sell$1.0K – $15.0K2018-04-03spouse
2018-02-262000036474 sP stryker Corporation (sYK)Buy$1.0K – $15.0K2018-03-06self
2018-02-23RIO gRANDE CITY TEX CONS ISD ULTD b PSF gTD OID OCT15 03.500%AUg15 2037Sell$15.0K – $50.0K2018-03-02spouse
2018-02-22AAPL ARN ISSUER HSbC CAP 21.60% SV 172.95 DUE 04/26/19Buy$15.0K – $50.0K2018-04-03spouse
2018-02-22AAPL ARN ISSUER HSbC CAP 21.60% SV 172.95 DUE 04/26/19Buy$50.0K – $100.0K2018-04-03spouse
2018-02-21R2000 CLIRN ISSUER bAC CAP 17.92% SV 1,334.341 DUE 11/21/18Buy$50.0K – $100.0K2018-03-02spouse
2018-02-16R2000 STEPUP ISSUER bARC STEP 35.00% SV 1,375.595 DUE 01/28/22Sell$50.0K – $100.0K2018-03-02spouse
2018-02-13SX5E STEPUP ISSUER bOFA STEP 26.91% SV 3,563.64 DUE 09/26/19Buy$50.0K – $100.0K2018-03-02spouse
2018-02-13SX5E ARN ISSUER bOFA CAP 17.70% SV 3,637.20 DUE 12/21/18Sell$15.0K – $50.0K2018-03-02spouse
2018-02-13SPDR Dow Jones Industrial Average ETF (DIA)Buy$1.0K – $15.0K2018-03-02spouse
2018-02-09SP500 STEPUP ISSUER HSbC STEP 35.00% SV 2,296.68 DUE 01/27/23Sell$15.0K – $50.0K2018-03-02spouse
2018-02-09SP500 STEPUP ISSUER HSbC STEP 35.00% SV 2,296.68Sell$100.0K – $250.0K2018-03-02spouse
2018-02-06SP500 ARN ISSUER bOFA CAP 10.00% SV 2,560.40 DUE 12/21/18Buy$50.0K – $100.0K2018-03-02spouse
2018-02-06DAVIS NY VENTURE FD CL CSell$50.0K – $100.0K2018-03-02spouse
2018-01-26MSCI EM ARN ISSUER SEK CAP 17.65% SV 857.45 DUE 01/26/18Sell$50.0K – $100.0K2018-02-02spouse
2018-01-25R2000 ARN ISSUER RbC CAP 12.75% SV 1,601.669 DUE 03/29/19Buy$50.0K – $100.0K2018-02-02spouse
2018-01-22general Electric Company (gE)Buy$15.0K – $50.0K2018-02-02spouse
2018-01-22bank of America Corporation (bAC)Sell$15.0K – $50.0K2018-02-02spouse
2018-01-19SX5E CLIRN ISSUER bAC CAP 24.90% SV 3,071.21 DUE 05/25/18Buy$1.0K – $15.0K2018-02-02spouse
2018-01-16Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.b)Buy$1.0K – $15.0K2018-02-02spouse
2018-01-12Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.b)Buy$1.0K – $15.0K2018-02-02spouse
2018-01-05ARLINgTON TEX HIgHER ED FIN CORP ED REV REV A JUL16 05.000%DEC01 2051Sell$50.0K – $100.0K2018-02-02spouse
2018-01-04SX5E CLIRN ISSUER bAC CAP 24.90% SV 3,071.21 DUE 05/25/18Buy$50.0K – $100.0K2018-02-02spouse
2018-01-02JPMORgAN HIgH YIELD FUNDBuy$1.0K – $15.0K2018-02-02spouse
2017-12-22SP500 CLIRNS ISSUER bNS CAP 16.40% SV 2,038.97 DUE 12/22/17Sell$15.0K – $50.0K2018-01-04spouse
2017-12-21R2000 ARN ISSUER SEK CAP 11.55% SV 1,547.107 DUE 02/22/19Buy$15.0K – $50.0K2018-01-04spouse
2017-12-08Simon Property group, Inc. (SPg)Sell$1.0K – $15.0K2018-01-04spouse
2017-12-01SP500 CLIRN ISSUER bAC CAP 14.80% SV 2,075.81 DUE 04/27/18Sell$50.0K – $100.0K2018-01-04spouse
2017-11-30Trimble Inc. (TRMb)Sell$1.0K – $15.0K2017-12-06spouse
2017-11-28SX5E CLIRN ISSUER bOFA CAP 25.90% SV 3,333.96 DUE 02/22/19Buy$50.0K – $100.0K2017-12-06spouse
2017-11-28SP500 CLIRN ISSUER bAC CAP 16.60% SV 2,036.71 DUE 03/28/18Sell$50.0K – $100.0K2017-12-06spouse
2017-11-22R2000 ARN ISSUER SEK CAP 13.83%Sell$50.0K – $100.0K2017-12-06spouse
2017-11-21SX5E STEPUP ISSUER CS STEP 30.00% SV 3,579.32 DUE 11/27/20Buy$15.0K – $50.0K2018-01-04spouse
2017-11-21SX5E ARN ISSUER bOFA CAP 19.23% SV 3,579.32 DUE 01/25/19Buy$50.0K – $100.0K2017-12-06spouse
2017-11-21SPDR DOW JONES INDUST AV ETF TRUSTSell$1.0K – $15.0K2017-12-06spouse
2017-11-21R2000 ARN ISSUER HSbC CAP 12.75% SV 1,518.89 DUE 01/24/19Buy$50.0K – $100.0K2017-12-06spouse
2017-11-20SX5E LIRN ISSUER HSbC PART 118.00% SV 3,669.79 DUE 03/27/20Sell$15.0K – $50.0K2017-12-06spouse
2017-11-20Endologix, Inc. (ELgX)Sell$1.0K – $15.0K2017-12-06spouse
2017-11-15general Electric Company (gE)Sell$1.0K – $15.0K2017-12-06spouse
2017-11-03Raytheon Company (RTN)Buy$1.0K – $15.0K2017-12-06spouse
2017-10-27SP500 CLIRN ISSuER bAC CAP 14.04% SV 2,089.41 DuE 10/27/17Sell$100.0K – $250.0K2017-11-04spouse
2017-10-26SX5E ARN ISSuER bOFA CAP 17.70% SV 3,637.20 DuE 12/21/18Buy$15.0K – $50.0K2017-11-04spouse
2017-10-26SP500 ARN ISSuER bOFA CAP 10.00% SV 2,560.40 DuE 12/21/18Buy$50.0K – $100.0K2017-11-04spouse
2017-10-19VANguARD FTSE DEVELOPED MARKETS ETFBuy$15.0K – $50.0K2017-11-04joint
2017-10-19VANguARD 500 INDEX FuND SHS ETFBuy$15.0K – $50.0K2017-11-04joint
2017-10-19SPDR DOW JONES INDuST AV ETF TRuSTBuy$15.0K – $50.0K2017-11-04joint
2017-10-19POWERSHARES QQQ TRuST SE 1Buy$1.0K – $15.0K2017-11-04joint
2017-10-17unitedHealth group Incorporated Common Stock (uNH)Sell$1.0K – $15.0K2017-11-04spouse
2017-10-02u.S. bancorp (uSb)Sell$1.0K – $15.0K2017-11-04spouse
2017-09-29SX5E STEPUP ISSUER HSbC STEP 30.00% SV 3,221.14 DUE 09/28/18Sell$50.0K – $100.0K2017-10-05spouse
2017-09-29SX5E STEPUP ISSUER bAC STEP 21.70% SV 3,019.34 DUE 09/29/17Sell$15.0K – $50.0K2017-10-05spouse
2017-09-29R2000 ARN ISSUER SEK CAP 14.28% SV 1,217.325 DUE 09/29/17Sell$50.0K – $100.0K2017-10-05spouse
2017-09-28SX5E STEPUP ISSUER bNS STEP 30.00% SV 3,563.64 DUE 09/24/20Buy$15.0K – $50.0K2017-10-05spouse
2017-09-28SX5E STEPUP ISSUER bNS STEP 30.00% SV 3,563.64 DUE 09/24/20Buy$50.0K – $100.0K2017-10-05spouse
2017-09-28R2000 STEPUP ISSUER bARC STEP 35.00% SV 1,488.786 DUE 09/30/22Buy$50.0K – $100.0K2017-10-05spouse
2017-09-26bank Nova Scotia Halifax Pfd 3 Ordinary Shares (bNS)Buy$1.0K – $15.0K2017-10-05spouse
2017-09-25Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.b)Buy$1.0K – $15.0K2017-10-05spouse
2017-09-25bank Nova Scotia Halifax Pfd 3 Ordinary Shares (bNS)Buy$1.0K – $15.0K2017-10-05spouse
2017-09-22U.S. bancorp (USb)Sell$1.0K – $15.0K2017-10-05spouse
2017-09-22Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.b)Buy$1.0K – $15.0K2017-10-05spouse
2017-09-22bank Nova Scotia Halifax Pfd 3 Ordinary Shares (bNS)Buy$1.0K – $15.0K2017-10-05spouse
2017-09-21SP500 ARN ISSUER bOFA CAP 10.00% SV 2,415.07 DUE 07/27/18Buy$50.0K – $100.0K2017-10-05spouse
2017-09-19SX5E STEPUP ISSUER bAC STEP 27.90% SV 3,044.33 DUE 11/26/18Buy$50.0K – $100.0K2017-10-05spouse
2017-09-19SP500 ARN ISSUER bOFA CAP 10.00% SV 2,388.77 DUE 06/29/18Buy$50.0K – $100.0K2017-10-05spouse
2017-09-01DU PONT E I DE NEMOURS PAY DATE 09/01/2017Exchange$15.0K – $50.0K2017-10-05spouse
2017-09-01DOWDUPONT INC COM PAY DATE 09/01/2017Exchange$15.0K – $50.0K2017-10-05spouse
2017-08-28RIO gRANDE CITY TEX CONS ISD SER b RF PSF gTD OID OCT15 03.500%AUg15 2037Buy$50.0K – $100.0K2017-10-04spouse
2017-08-25SX5E STEPUP ISSUER HSbC STEP 30.00% SV 3,280.78 DUE 08/31/18Sell$15.0K – $50.0K2017-10-04spouse
2017-08-25SP500 CLIRN ISSUER bAC CAP 14.54% SV 1,987.66 DUE 08/25/17Sell$100.0K – $250.0K2017-10-04spouse
2017-08-25SP500 CLIRN ISSUER bAC CAP 14.54% SV 1,987.66 DUE 08/25/17Sell$15.0K – $50.0K2017-10-04spouse
2017-08-25SP500 CLIRN ISSUER bAC CAP 14.54% SV 1,987.66 DUE 08/25/17Sell$100.0K – $250.0K2017-10-04spouse
2017-08-25SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17Sell$100.0K – $250.0K2017-10-04spouse
2017-08-24SX5E STEPUP ISSUER HSbC STEP 40.00% SV 3,444.73 DUE 08/25/22Buy$50.0K – $100.0K2017-10-04spouse
2017-08-24SX5E STEPUP ISSUER HSbC STEP 40.00% SV 3,444.73 DUE 08/25/22Buy$50.0K – $100.0K2017-10-04spouse
2017-08-24SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19Buy$50.0K – $100.0K2017-10-04spouse
2017-08-24SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19Buy$50.0K – $100.0K2017-10-04spouse
2017-08-09International business Machines Corporation (IbM)Sell$1.0K – $15.0K2017-10-04spouse
2017-08-09brighthouse Financial, Inc. (bHF)Sell$1.0K – $15.0K2017-10-04spouse
2017-08-08brighthouse Financial, Inc. (bHF)Sell$1.0K – $15.0K2017-10-04spouse
2017-07-19Raytheon Company (RTN)Buy$1.0K – $15.0K2017-08-02spouse
2017-07-18simon Property group, Inc. (sPg)Sell$1.0K – $15.0K2017-08-02spouse
2017-07-18Raytheon Company (RTN)Buy$1.0K – $15.0K2017-08-02spouse
2017-07-18Microsoft Corporation (MsFT)Sell$1.0K – $15.0K2017-08-02spouse
2017-07-18general Electric Company (gE)Sell$1.0K – $15.0K2017-08-02spouse
2017-07-12Wimberley Tex IsD school BondsSell$15.0K – $50.0K2017-08-02spouse
2017-07-12Washington Mutual Investors Fund CL AExchange$1.0K – $15.0K2017-08-02spouse
2017-07-12Washington Mutual Investors Fund CL AExchange$1.0K – $15.0K2017-08-02spouse
2017-07-12Capital Income Builder Cl AExchange$1.0K – $15.0K2017-08-02spouse
2017-07-12Bond Fund of America Cl AExchange$1.0K – $15.0K2017-08-02spouse
2017-07-12American Funds Tax Exempt Bond FdBuy$50.0K – $100.0K2017-08-02spouse
2017-06-28sP500 ARN IssUER CIbC CAP 11.94% sV 2,716.31 DUE 08/30/19 [oT]Buy$15.0K – $50.0K2018-07-09spouse
2017-06-27schlumberger N.V. (sLb) [sT]Sell$1.0K – $15.0K2018-07-09spouse
2017-05-15Trimble Inc. (TRMb)Sell$1.0K – $15.0K2017-06-06spouse
2017-05-15deere & Company (dE)Sell$1.0K – $15.0K2017-06-06spouse
2017-05-08R2000 CLIRN ISSUER CIbC CaP 18.18%Sell$50.0K – $100.0K2017-06-06spouse
2017-05-03Noble Energy Inc. (NBL)Exchange$50.0K – $100.0K2017-06-14spouse
2017-05-03Noble Energy Inc. (NBL)Exchange$50.0K – $100.0K2017-06-14joint
2017-05-03Clayton Williams Energy, Inc. (CWEI)Exchange$50.0K – $100.0K2017-06-14joint
2017-05-03Clayton Williams Energy, Inc. (CWEI)Exchange$50.0K – $100.0K2017-06-14spouse
2017-05-03SX5E STEPUP ISSUER HSbC STEP 30.00%Buy$15.0K – $50.0K2017-06-06spouse
2017-05-02R2000 aRN ISSUER SEK CaP 14.37%Sell$1.0K – $15.0K2017-06-06spouse
2017-05-02R2000 aRN ISSUER SEK CaP 14.37%Sell$50.0K – $100.0K2017-06-06spouse
2017-04-28SP500 ARN ISSUER BAC CAP 15.42% SV 1,951.70 DUE 04/28/17Sell$15.0K – $50.0K2017-05-03spouse
2017-04-25SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,221.14 DUE 09/28/18Buy$50.0K – $100.0K2017-05-03spouse
2017-04-20WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLESell$15.0K – $50.0K2017-05-03spouse
2017-04-20R2000 ARN ISSUER SEK CAP 13.83% SV 1,237.751 DUE 11/22/17Buy$50.0K – $100.0K2017-05-03spouse
2017-04-20MSCI EM ARN ISSUER SEK CAP 17.65% SV 857.45 DUE 01/26/18Buy$50.0K – $100.0K2017-05-03spouse
2017-04-20GOLDMAN SACHS CAPITAL II - VAR% PERPETUALSell$15.0K – $50.0K2017-05-03spouse
2017-04-20GOLDMAN SACHS CAPITAL II - VAR% PERPETUALSell$15.0K – $50.0K2017-05-03spouse
2017-04-17UIT FIRST TRUST GLOBAL DIVID PORT SER 42 MONTHLY REINVESTSell$100.0K – $250.0K2017-05-03spouse
2017-04-03SX5E ARN ISSUER BOFA CAP 19.80% SV 3,333.96 DUE 04/27/18Buy$50.0K – $100.0K2017-05-03spouse
2017-03-24Thermo Fisher scientific Inc (TMo)Sell$15.0K – $50.0K2017-04-02spouse
2017-03-21UIT FRIsT TRUsT EQUITY INCoME PoRTFoLIo sER 54 MoNTHLYBuy$15.0K – $50.0K2017-04-02spouse
2017-03-15R2000 ARN IssUER sEK CAP 14.28% sV 1,217.325 DUE 09/29/17Buy$50.0K – $100.0K2017-04-02spouse
2017-03-15R2000 ARN IssUER sEK CAP 13.83% sV 1,237.751 DUE 11/22/17Buy$50.0K – $100.0K2017-04-02spouse
2017-03-15INDU bUF CAP PART NTs CAP 66.45% sV 17,900.10 DUE 12/27/19 bUF 30.00%Sell$50.0K – $100.0K2017-04-02spouse
2017-03-15DJIA LIRN IssUER RbC PART 111.30% sV 16,846.1 DUE 06/28/19Sell$15.0K – $50.0K2017-04-02spouse
2017-03-07UIT FIRsT TRUsT sER 24 INTL CAP sTRENgTH PoRTSell$15.0K – $50.0K2017-04-02spouse
2017-02-17R2000 CLIRNS ISSUER CIBC CaP 20.40% SV 1,075.699 DUE 03/28/18Buy$50.0K – $100.0K2017-03-02spouse
2017-02-06R2000 CLIRNS ISSUER CIBC CaP 20.40% SV 1,075.699 DUE 03/28/18Buy$15.0K – $50.0K2017-03-02spouse
2017-02-03INNaTE IMMUNoTHERaPEUTIC aUD PaR oRDINaRYBuy$1.0K – $15.0K2017-03-02joint
2017-01-26SP500 STEPUP ISSUER HSBC STEP 35.00%Buy$50.0K – $100.0K2017-02-06spouse
2017-01-26SP500 STEPUP ISSUER HSBC STEP 35.00%Buy$15.0K – $50.0K2017-02-06spouse
2017-01-26R2000 STEPUP ISSUER BARC STEP 35.00%Buy$15.0K – $50.0K2017-02-06spouse
2017-01-26INNATE IMMUNOTHERAPEUTIC AUD PAR ORDINARYBuy$1.0K – $15.0K2017-02-06joint
2017-01-19WELLS FARGO & COMPANY JR SUBORDNTD SERSell$15.0K – $50.0K2017-02-06spouse
2017-01-19SPX/SX5E STEPUP ISS HSBC STEP 22.80%Buy$50.0K – $100.0K2017-02-06spouse
2017-01-17SP500 STEPUP ISSUER BNS STEP 16.30%Sell$100.0K – $250.0K2017-02-06spouse
2017-01-17SP500 CLIRN ISSUER CS CAP 19.85%Sell$15.0K – $50.0K2017-02-06spouse
2017-01-17SP500 CLIRN ISSUER CS CAP 19.85%Sell$100.0K – $250.0K2017-02-06spouse
2016-12-30KMC IncSell$1.0K – $15.0K2017-02-07self
2016-12-27SP500 bEaRaRN ISS baRC CaP 13.5% SV 2090.10 DUE 07/28/17Sell$50.0K – $100.0K2017-01-04spouse
2016-12-27R2000 CLIRN ISSUER CIbC CaP 18.18% SV 1,217.325 DUE 07/27/18 bUF 10%Buy$50.0K – $100.0K2017-01-04spouse
2016-12-07TEXaS ST TRaNSN CoMMN-HWY IMPT MaY16 05.000%aPR01 2041Sell$50.0K – $100.0K2017-01-04spouse
2016-12-07aRLINgToN TEX HIgHER ED FIN CoRP ED REV SER a RF JUL16 05.000%DEC01 2051Buy$50.0K – $100.0K2017-01-04spouse
2016-10-28SP500 CLIRN ISSUER RBC CAP 12.02% SV 1,994.65 DUE 10/28/16 BUF 10.00%Sell$100.0K – $250.0K2016-11-07spouse
2016-10-11SP500 CLIRN ISSUER BAC CAP 14.80% SV 2,075.81 DUE 04/27/18Buy$50.0K – $100.0K2016-11-07spouse
2016-09-30SP500 CLIRN ISSUER bARC CAP 12.16% SV 1,965.99 DUE 09/30/16Sell$15.0K – $50.0K2016-10-12spouse
2016-09-29R2000 CLIRN ISSUER CIBC CAP 18.04%Buy$15.0K – $50.0K2016-11-07spouse
2016-09-27SP500 CLIRN ISSUER bAC CAP 16.60% SV 2,036.71 DUE 03/28/18 bUF 10%Buy$50.0K – $100.0K2016-10-12spouse
2016-09-27SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17Buy$15.0K – $50.0K2016-10-12spouse
2016-09-27R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19Sell$15.0K – $50.0K2016-10-12spouse
2016-09-27R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19Sell$50.0K – $100.0K2016-10-12spouse
2016-09-12Xilinx, Inc. (XLNX)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12West Japan Railway Co Unsponsored ADR (WJRYY)Sell$15.0K – $50.0K2016-10-12spouse
2016-09-12Varian Medical Systems, Inc. (VAR)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12United Overseas bk Singapore American Depositary Shares (UOVEY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12U.S. bancorp (USb)Buy$1.0K – $15.0K2016-10-12spouse
2016-09-12Transdigm group Incorporated Transdigm group Inc. (TDg)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Time Warner Inc. New (TWX)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12TEVATeva Pharmaceutical Industries Limited American Depositary Shares (TEVA)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12TELTE Connectivity Ltd. New Switzerland Registered Shares (TEL)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12TSMTaiwan Semiconductor Manufacturing Company Ltd. (TSM)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12T&D Holdings Inc Tokyo Unsponsored ADR (TDHOY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12SX5E STEPUP ISSUER bAC STEP 21.70% SV 3,019.34 DUE 09/29/17Buy$15.0K – $50.0K2016-10-12spouse
2016-09-12Splunk Inc. (SPLK)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Smurfit Kappa group Plc American Depositary Shares (SMFKY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Simon Property group, Inc. (SPg)Buy$15.0K – $50.0K2016-10-12spouse
2016-09-12Sensata Technologies Holding N.V.Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Schlumberger N.V. (SLb)Buy$1.0K – $15.0K2016-10-12spouse
2016-09-12RYAAYRyanair Holdings plc - American Depositary Shares, each representing five Ordinary Shares (RYAAY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Royal Dutch Shell PLC Royal Dutch Shell American Depositary Shares (RDS.A)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Ritchie bros. Auctioneers Incorporated (RbA)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Rexnord Corporation (RXN)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Raytheon Company (RTN)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Quest Diagnostics Incorporated (DgX)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Public Service Enterprise group Incorporated (PEg)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Progressive Corporation (PgR)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Procter & gamble Company (Pg)Buy$1.0K – $15.0K2016-10-12spouse
2016-09-12Persimmon Plc Unsponsored ADR (PSMMY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12PerkinElmer, Inc. (PKI)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Nordea bank Ab Sponsored ADR (NRbAY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Nippon Telegraph and Telephone Corporation (NTT)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12NICENICE Ltd - American Depositary Shares each representing one Ordinary Share (NICE)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Medivation, Inc. (MDVN)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Magna International, Inc. (MgA)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12KDDI Corporation Unsponsored ADR (KDDIY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12ITV plc Unsponsored ADR (ITVPY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Isuzu Motors Ltd Ord American Depositary Shares (ISUZY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Interpublic group of Companies, Inc. (IPg)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12International business Machines Corporation (IbM)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Imperial Tobacco group plc Sponsored ADR (ITYbY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Hartford Financial Services group, Inc. (HIg)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Hanesbrands Inc. (HbI)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12gildan Activewear, Inc. Class A Sub. Vot. (gIL)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12general Motors Company (gM)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12general Electric Company (gE)Buy$15.0K – $50.0K2016-10-12spouse
2016-09-12general Dynamics Corporation (gD)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Fifth Third bancorp (FITb)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Facebook, Inc. - Class A (Fb)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12ERICEricsson - ADS each representing 1 underlying Class b share (ERIC)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Enel Societa Per Azioni Unsponsored ADR (ENLAY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Dunkin' brands group, Inc. (DNKN)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Direct Line Insurance group PLC Unsponsored ADR (DIISY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Delphi Automotive plc Ordinary Shares (DLPH)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12CoStar group, Inc. (CSgP)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12ConAgra Foods, Inc. (CAg)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12CTSHCognizant Technology Solutions Corporation - Class A (CTSH)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Citrix Systems, Inc. (CTXS)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12China Mobile Limited (CHL)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12China Construction bank Corporation Unsponsored ADR representing H shares (CICHY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Celgene Corporation (CELg)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12CECelanese Corporation Celanese Corporation Series A (CE)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12CbS Corporation Class b (CbS)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12broadridge Financial Solutions, Inc.Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12broadcom Limited - Ordinary Shares (AVgO)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12boston Scientific Corporation (bSX)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12bOC Hong Kong (bHKLY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12blackRock, Inc. (bLK)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12bioMarin Pharmaceutical Inc. (bMRN)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12bAE SYSTEMS plc Sponsored ADR (bAESY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12AXA SA Sponsored ADR (AXAHY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Australia and New Zealand banking group Limited (ANZbY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Atos Origin SA Unsponsored ADR (AEXAY)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12athenahealth, Inc. (ATHN)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12AMXAmerica Movil, S.A.b. de C.V. American Depository Receipt Series L (AMX)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Alphabet Inc. - Class C Capital Stock (gOOg)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Alphabet Inc. - Class A (gOOgL)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Allergan plc Ordinary Shares (AgN)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12AbbVie Inc. (AbbV)Sell$1.0K – $15.0K2016-10-12spouse
2016-09-12Abbott Laboratories (AbT)Buy$15.0K – $50.0K2016-10-12spouse
2016-08-23R2000 ARN ISSUER SEK CAP 14.37% SV 1,140.398 DUE 06/30/17Buy$50.0K – $100.0K2016-09-06spouse
2016-08-18Sumitomo Chemical Co Ltd Unsponsored ADR (SOMMY)Sell$1.0K – $15.0K2016-09-06spouse
2016-08-18SP500 CLIRN ISSUER bAC CAP 15.36% SV 2,097.90 DUE 06/29/18 bUF 10%Buy$50.0K – $100.0K2016-09-06spouse
2016-08-18R2000 ARN ISSUER bARC CAP 18.51% SV 1,003.273 DUE 03/31/17Sell$50.0K – $100.0K2016-09-06spouse
2016-08-17U.S. bancorp (USb)Buy$1.0K – $15.0K2016-09-06spouse
2016-08-17ICICI bank Limited (IbN)Sell$1.0K – $15.0K2016-09-06spouse
2016-08-17bristol-Myers Squibb Company (bMY)Sell$1.0K – $15.0K2016-09-06spouse
2016-08-17Allergan plc Ordinary Shares (AgN)Buy$1.0K – $15.0K2016-09-06spouse
2016-08-12Time Warner Inc. New (TWX)Buy$1.0K – $15.0K2016-09-06spouse
2016-08-11gilead Sciences, Inc. (gILD)Sell$1.0K – $15.0K2016-09-06spouse
2016-08-10International business Machines Corporation (IbM)Sell$1.0K – $15.0K2016-09-06spouse
2016-08-09SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17Buy$15.0K – $50.0K2016-09-06spouse
2016-08-08SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17 bUF 10%Buy$50.0K – $100.0K2016-09-06spouse
2016-08-08SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17 bUF 10%Buy$15.0K – $50.0K2016-09-06spouse
2016-08-04Celgene Corporation (CELg)Buy$1.0K – $15.0K2016-09-06spouse
2016-08-03U.S. bancorp (USb)Buy$1.0K – $15.0K2016-09-06spouse
2016-08-03Time Warner Inc. New (TWX)Buy$1.0K – $15.0K2016-09-06spouse
2016-08-03International business Machines Corporation (IbM)Sell$1.0K – $15.0K2016-09-06spouse
2016-08-03Celgene Corporation (CELg)Buy$1.0K – $15.0K2016-09-06spouse
2016-07-29SP500 CLIRN ISSUER BAC CAP 16.60% S...Buy$15.0K – $50.0K2016-08-02spouse
2016-07-29SP500 CLIRN ISSUER BAC CAP 16.60% S...Buy$15.0K – $50.0K2016-08-02spouse
2016-07-29SP500 CLIRN ISSUER BAC CAP 14.54% S...Buy$50.0K – $100.0K2016-08-02spouse
2016-07-29R2000 CLIRNS ISSUER CIBC CAP 20.40%...Buy$50.0K – $100.0K2016-08-02spouse
2016-07-29FT UNIT 5935 SABRIENT BAKERS DOZEN ...Sell$15.0K – $50.0K2016-08-02spouse
2016-07-29FT UNIT 5935 SABRIENT BAKERS DOZEN ...Sell$15.0K – $50.0K2016-08-02spouse
2016-07-29FT UNIT 5935 SABRIENT BAKERS DOZEN ...Sell$50.0K – $100.0K2016-08-02spouse
2016-06-15BHP Billiton plc Sponsored ADR (BBL)Sell$1.0K – $15.0K2016-07-06spouse
2016-06-15BHP Billiton plc Sponsored ADR (BBL)Sell$1.0K – $15.0K2016-07-06spouse
2016-06-13WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE-MAY AFFECT YIELBuy$15.0K – $50.0K2016-07-06spouse
2016-06-13WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE-MAY AFFECT YIELBuy$15.0K – $50.0K2016-07-06spouse
2016-06-13WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE-MAY AFFECT YIELBuy$15.0K – $50.0K2016-07-06spouse
2016-06-13GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL CALLABLE-MAY AFFECT YIELBuy$15.0K – $50.0K2016-07-06spouse
2016-06-10US BANCORP JR SUBORDNTD SER I GLB VAR% PERPETUAL CALLABLE- MAY AFFECT YIELBuy$15.0K – $50.0K2016-07-06spouse
2016-06-10SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 BUF 10%Buy$100.0K – $250.0K2016-07-06spouse
2016-06-10GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL CALLABLE-MAY AFFECT YIELBuy$15.0K – $50.0K2016-07-06spouse
2016-06-09SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 BUF 10%Buy$15.0K – $50.0K2016-07-06spouse
2016-06-09SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 BUF 10%Buy$15.0K – $50.0K2016-07-06spouse
2016-06-08SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 BUF 10%Buy$15.0K – $50.0K2016-07-06spouse
2016-05-27R2000 CLIRN IssUER Cs CAP 14.10% sV...Sell$50.0K – $100.0K2016-06-03spouse
2016-05-26buy sP500 bEARARN Iss bARC CAP 13.5% sV...Buy$50.0K – $100.0K2016-06-03spouse
2016-05-24Valero Energy Corporation (VLo)Sell$1.0K – $15.0K2016-06-03spouse
2016-05-20general Dynamics Corporation (gD)Buy$1.0K – $15.0K2016-06-03spouse
2016-05-11TEVATeva Pharmaceutical Industries Limited American Depositary shares (TEVA)Sell$1.0K – $15.0K2016-06-03spouse
2016-05-10general Dynamics Corporation (gD)Buy$1.0K – $15.0K2016-06-03spouse
2016-05-05TEXAs sT TRANsN CoMMN-HWY IMPT MAY16 05.000%APR01 2041Buy$50.0K – $100.0K2016-06-03spouse
2016-05-04TEVATeva Pharmaceutical Industries Limited American Depositary shares (TEVA)Sell$1.0K – $15.0K2016-06-03spouse
2016-05-04Direct Line Insurance group PLC Unsponsored ADR (DIIsY)Buy$1.0K – $15.0K2016-06-03spouse
2016-05-03ITV plc Unsponsored ADR (ITVPY)Buy$1.0K – $15.0K2016-06-03spouse
2016-04-28Facebook, Inc. - Class A (Fb)Buy$1.0K – $15.0K2016-05-24spouse
2016-04-28Coca-Cola Company (Ko)Buy$1.0K – $15.0K2016-05-24spouse
2016-04-27gENERATIoN PK MgMT DIsT TEXBuy$50.0K – $100.0K2016-05-24spouse
2016-04-26bank Yokohama Ltd Japan American Depositary shares (bKJAY)Sell$1.0K – $15.0K2016-05-24spouse
2016-04-22UIT INVEsCo UNIT TRs CENT: EQUITY TR DIVERsFED sER 2016-2: QUARTERLY REINVEsT: soLICITED: PRosPECTUs ENCLosEDBuy$100.0K – $250.0K2016-05-24spouse
2016-04-21UIT FIRsT TRUsT MKT sTRENgTH: ALLoCATIoN sELECT sER 13: PoRT sEMI ANNUAL REINVEsT: FINAL PRINCIPAL PAYMENT: oN 13467 UNITsSell$100.0K – $250.0K2016-05-24spouse
2016-04-01biogen Inc. (bIIb)Sell$1.0K – $15.0K2016-05-24spouse
2016-04-01biogen Inc. (bIIb)Sell$1.0K – $15.0K2016-05-24spouse
2016-03-29Coca-Cola Company (Ko)Buy$1.0K – $15.0K2016-05-24spouse
2016-03-16sP500 ARN IssUER bAC CAP 15.42% sV ...Buy$15.0K – $50.0K2016-04-07spouse
2016-03-04sP500 ARN IssUER bAC CAP 11.16% sV ...Sell$50.0K – $100.0K2016-04-07spouse
2016-02-25SP500 CLIRN ISSUER CS CAP 19.85% SV 1,951.70 DUE 02/23/18Buy$15.0K – $50.0K2016-03-02spouse
2016-02-25SP500 CLIRN ISSUER CS CAP 19.85% SV 1,951.70 DUE 02/23/18Buy$50.0K – $100.0K2016-03-02spouse
2016-02-25R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19Buy$15.0K – $50.0K2016-03-02spouse
2016-02-24R2000 STEPUP ISSUER HSbC STEP 25.00% SV1,137.686 DUE 12/21/18Sell$50.0K – $100.0K2016-03-02spouse
2016-02-24R2000 STEPUP ISSUER HSbC STEP 25.00% SV1,137.686 DUE 12/21/18Buy$15.0K – $50.0K2016-03-02spouse
2016-02-23R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19Buy$15.0K – $50.0K2016-03-02spouse
2016-02-23R2000 ARN ISSUER bARC CAP 18.51% SV 1,003.273 DUE 03/31/17Buy$50.0K – $100.0K2016-03-02spouse
2016-02-01Precision Castparts Corporation (PCP)Exchange$1.0K – $15.0K2016-03-02spouse
2016-01-28Regeneron Pharmaceuticals, Inc. (REgN)Sell$1.0K – $15.0K2016-03-02spouse
2016-01-27Ft Unit 5935 Sabrient bakers Dozen Port 2016Buy$50.0K – $100.0K2016-02-05spouse
2016-01-27Ft Unit 5935 Sabrient bakers Dozen PortBuy$50.0K – $100.0K2016-02-05spouse
2016-01-27Ft Unit 5935 Sabrient bakers Dozen Port 2016Buy$15.0K – $50.0K2016-02-05spouse
2016-01-27Ft Unit 5935 Sabrient bakers Dozen Port 2016Buy$15.0K – $50.0K2016-02-05spouse
2016-01-27Ft Unit 5935 Sabrient bakers Dozen Port 2016Buy$1.0K – $15.0K2016-02-05spouse
2016-01-27Ft Unit 5601 Sabrient bakers Dozen Port 2015Sell$50.0K – $100.0K2016-02-05spouse
2016-01-27Ft Unit 5601 Sabrient bakers Dozen Port 2015Sell$50.0K – $100.0K2016-02-05spouse
2016-01-27Ft Unit 5601 Sabrient bakers Dozen Port 2015Sell$15.0K – $50.0K2016-02-05spouse
2016-01-22Allergan plc Ordinary Shares (AgN)Sell$1.0K – $15.0K2016-02-05spouse
2016-01-11Trimble Navigation Limited (TRMb)Buy$1.0K – $15.0K2016-02-05spouse
2016-01-11bHP billiton plc Sponsored ADR (bbL)Buy$1.0K – $15.0K2016-02-05spouse
2015-12-22SP500 SUNS ISSUER CIbC STEP 16.30%Buy$50.0K – $100.0K2016-01-08spouse
2015-12-22SP500 CLIRNS ISSUER bNS CAP 16.40%Buy$15.0K – $50.0K2016-01-08spouse
2015-12-22R2000 STEPUP ISSUER HSbC STEP 25.00Buy$15.0K – $50.0K2016-01-08spouse
2015-12-22R2000 STEPUP ISSUER HSbC STEP 25.00Buy$50.0K – $100.0K2016-01-08spouse
2015-12-08Trimble Navigation Limited (TRMb)Sell$1.0K – $15.0K2016-01-08spouse
2015-12-08bHP billiton plc Sponsored ADR (bbL)Sell$1.0K – $15.0K2016-01-08spouse
2015-11-23UIT FIRsT TRUsT DIVERsIFIED INCME & gRWTH PRTFLIo WINTER: 2015 sER MoNTHLY REINVEsTMENT:Buy$1.0K – $15.0K2015-12-04spouse
2015-11-19CVs Health Corporation (CVs)Sell$1.0K – $15.0K2015-12-04spouse
2015-11-13Royal Dutch shell PLC Royal Dutch shell American Depositary shares (RDs.A)Buy$1.0K – $15.0K2015-12-04spouse
2015-11-12general Motors Company (gM)Buy$1.0K – $15.0K2016-05-24spouse
2015-11-04general Motors Company (gM)Buy$1.0K – $15.0K2016-05-24spouse
2015-10-16Express scripts Holding Company (EsRX)Buy$1.0K – $15.0K2015-11-04spouse
2015-10-09LinkedIn Corporation Class A (LNKD)Sell$1.0K – $15.0K2016-05-24spouse
2015-10-02Procter & gamble Company (Pg)Buy$1.0K – $15.0K2015-11-04spouse
2015-10-02baxalta Incorporated (bXLT)Sell$1.0K – $15.0K2015-11-04spouse
2015-09-28Total s.A. (ToT)Sell$1.0K – $15.0K2015-11-04spouse
2015-09-23SX5E LIRN ISSUER HSbC PART 118.00%Sell$50.0K – $100.0K2015-10-06spouse
2015-09-23SP500 C LIRN Issuer barc Cap 12.1Buy$15.0K – $50.0K2015-10-06spouse
2015-09-02SP500 ARN Issuer bac Cap 10.65%Sell$50.0K – $100.0K2015-10-06spouse
2015-09-02R2000 C LIRN Issuer CAP 14.10%Buy$100.0K – $250.0K2015-10-06spouse
2015-09-02FT Unit 5601 Sabrient bakers DozenBuy$50.0K – $100.0K2015-10-06spouse
2015-09-02FT Unit 5221 Sabrient Sale PriceSell$50.0K – $100.0K2015-10-06spouse
2015-09-02Ft Unit 5221 Sabrient bakers Dozen Port 2015Buy$15.0K – $50.0K2015-10-06spouse
2015-09-02Ft Unit 5221 Sabrient bakers Dozen Port 2015Sell$50.0K – $100.0K2015-10-06spouse
2015-08-07Northrop grumman Corporation (NoC)Sell$1.0K – $15.0K2015-09-02spouse
2015-08-05Cerner Corporation (CERN)Buy$1.0K – $15.0K2015-09-02spouse
2015-07-31baxter International Inc. (bAX)Sell$1.0K – $15.0K2015-08-03joint
2015-07-30Total s.A. (ToT)Buy$1.0K – $15.0K2015-08-03joint
2015-07-30Royal Dutch shell PLC Royal Dutch shell American Depositary shares (RDs.A)Buy$1.0K – $15.0K2015-08-03spouse
2015-07-30Northrop grumman Corporation (NoC)Sell$1.0K – $15.0K2015-08-03joint
2015-07-30Northrop grumman Corporation (NoC)Sell$1.0K – $15.0K2015-08-03spouse
2015-07-29Eog Resources, Inc. (Eog)Sell$1.0K – $15.0K2015-08-03joint
2015-07-28Tyco International plc (TYC)Sell$1.0K – $15.0K2015-08-03joint
2015-07-22sP500 ARN IssUER bAC CAP 10.65%Buy$50.0K – $100.0K2015-08-03joint
2015-07-22FT UNIT 5221 sAbRIENT bAKERs DoZENSell$50.0K – $100.0K2015-08-03spouse
2015-07-09UIT FIRsT TRUsT DIVERsIFIED INCoME & gRoWTHBuy$50.0K – $100.0K2015-08-03spouse
2015-06-29Dow Chemical Company (DoW)Sell$1.0K – $15.0K2015-08-03spouse
2015-06-26Capital one Financial Corporation (CoF)Buy$1.0K – $15.0K2015-08-03spouse
2015-06-12Norfolk southern Corporation (NsC)Sell$1.0K – $15.0K2015-07-07spouse
2015-06-10general Electric Company (gE)Sell$1.0K – $15.0K2016-05-24spouse
2015-06-09baxter International Inc. (bAX)Sell$1.0K – $15.0K2015-07-07spouse
2015-06-08general Electric Company (gE)Sell$1.0K – $15.0K2015-07-07spouse
2015-06-08Dow Chemical Company (DoW)Sell$1.0K – $15.0K2015-07-07spouse
2015-06-08CECelanese Corporation Celanese Corporation series A (CE)Buy$1.0K – $15.0K2015-07-07spouse
2015-05-28Anthem, Inc. (ANTM)Sell$1.0K – $15.0K2015-06-03spouse
2015-05-08FIRsT TRUsT gLobAL DIVIDEND MoNTHLY REINVEsTMENT sERIEs NUMbER 42Buy$100.0K – $250.0K2015-06-03spouse
2015-05-06Cisco systems, Inc. (CsCo)Buy$1.0K – $15.0K2015-06-03spouse
2015-04-27glaxosmithKline PLC (gsK)Sell$1.0K – $15.0K2015-05-05spouse
2015-04-08UIT FIRsT TRUsT: sER 24 INTL CAP sTRENgTH PoRT: sEMI ANNUAL REINVEsTMENT: soLICITED: PRosPECTUs ENCLosEDBuy$15.0K – $50.0K2015-05-05spouse
2015-04-08Perrigo Company plc ordinary shares (PRgo)Sell$1.0K – $15.0K2015-05-05spouse
2015-03-26SX5E LIRN ISSUER HSBC PART 118.00%Buy$15.0K – $50.0K2015-04-05spouse
2015-03-26SX5E LIRN ISSUER HSBC PART 118.00%Buy$15.0K – $50.0K2015-04-05spouse
2015-03-25DJIA LIRN Issurer RBC PART 111.30%Buy$15.0K – $50.0K2015-04-05spouse
2015-03-24SX5E LIRN ISSUER RBC PART 145.50% S...Sell$100.0K – $250.0K2015-04-05spouse
2015-03-24SX5E LIRN ISSUER RBC PART 145.50% S...Sell$15.0K – $50.0K2015-04-05spouse
2015-03-06INDU BUF CAP PART NTS CAP 66.45% SV..Buy$50.0K – $100.0K2015-04-05spouse
2015-02-23sasol Ltd. American Depositary shares (ssL)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-19sP500 CLIRN Issuer RPC Cap 12.02%Buy$100.0K – $250.0K2016-05-24spouse
2015-02-18Royal Dutch shell PLC Royal Dutch shell American Depositary shares (RDs.A)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-11Tesla Motors, Inc. (TsLA)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-11Microsoft Corporation (MsFT)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-10splunk Inc. (sPLK)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-09Tyco International plc (TYC)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-09starwood Hotels & Resorts Worldwide, Inc. (HoT)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-09sherwin-Williams Company (sHW)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-09Raytheon Company (RTN)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-09Procter & gamble Company (Pg)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-09Perrigo Company plc ordinary shares (PRgo)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-09Noble Energy Inc. (NbL)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-09Michael Kors Holdings Limited ordinaryBuy$1.0K – $15.0K2015-03-03spouse
2015-02-09LinkedIn Corporation Class A (LNKD)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-09goldcorp Inc. (gg)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-09general Dynamics Corporation (gD)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-09Discover Financial services (DFs)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-09Costco Wholesale Corporation (CosT)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-09Coca-Cola Enterprises, Inc. (CCE)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-09CIT group Inc (CIT)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-09Cbs Corporation Class b (Cbs)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-09blackRock, Inc. (bLK)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-09AsML Holding N.V. - ADs represents 1 ordinary share (AsML)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-09Alliance Data systems Corporation (ADs)Sell$1.0K – $15.0K2015-03-03spouse
2015-02-09Alexion Pharmaceuticals, Inc. (ALXN)Buy$1.0K – $15.0K2015-03-03spouse
2015-02-04ConocoPhillips (CoP)Sell$1.0K – $15.0K2016-05-24spouse
2015-02-03Royal Dutch shell PLC Royal Dutch shell American Depositary shares (RDs.A)Buy$1.0K – $15.0K2016-05-24spouse
2015-02-03ConocoPhillips (CoP)Sell$1.0K – $15.0K2016-05-24spouse
2015-01-14Ft Unit 5221 Sabrient bakers Dozen Port 2015Buy$50.0K – $100.0K2015-02-26spouse
2014-12-08starwood Hotels & Resorts Worldwide, Inc. (HoT)Buy$1.0K – $15.0K2015-01-03spouse
2014-12-03Alliance Data systems Corporation (ADs)Sell$1.0K – $15.0K2015-01-03spouse
2014-12-02biogen Idec Inc. (bIIb)Buy$1.0K – $15.0K2015-01-03spouse
2014-11-17lockheed Martin Corporation (lMT)Sell$1.0K – $15.0K2014-12-02spouse
2014-11-07symantec Corporation (sYMC)Buy$1.0K – $15.0K2015-08-01spouse
2014-11-07CVs Health Corporation (CVs)Sell$1.0K – $15.0K2015-08-01spouse
2014-10-22barrick gold Corporation (AbX)Buy$1.0K – $15.0K2014-11-06spouse
2014-10-21Microsoft Corporation (MsFT)Sell$1.0K – $15.0K2014-11-06spouse
2014-10-03general Motors Company (gM)Buy$1.0K – $15.0K2014-11-06spouse
2014-09-30Monsanto Company (MoN)Sell$1.0K – $15.0K2014-11-06spouse
2014-09-30Monsanto Company (MoN)Sell$1.0K – $15.0K2014-10-02spouse
2014-09-23oracle Corporation (oRCl)Sell$1.0K – $15.0K2014-10-02spouse
2014-09-18Kraft Foods group, Inc. (KRFT)Sell$1.0K – $15.0K2014-10-02spouse
2014-09-16stratasys, ltd. (ssYs)Buy$1.0K – $15.0K2014-10-02spouse
2014-09-16PPg Industries, Inc. (PPg)Sell$1.0K – $15.0K2014-10-02spouse
2014-09-16Delphi Automotive plc ordinary shares (DlPh)Sell$1.0K – $15.0K2014-10-02spouse
2014-08-27Facebook, Inc. - Class A (Fb)Buy$1.0K – $15.0K2014-09-02spouse
2014-07-25general Dynamics Corporation (gD)Buy$1.0K – $15.0K2014-08-18spouse
2014-07-14Whole Foods Market, Inc. (WFM)Sell$1.0K – $15.0K2014-08-18spouse
2014-06-26Apple Inc. (AAPl)Buy$1.0K – $15.0K2014-08-18spouse
2014-06-26SX5E LIRN Issurer RBC Part 145.5% Due 06//28/19Buy$15.0K – $50.0K2014-07-26spouse
2014-06-26SX5E LIRN Issurer RBC Part 145.5% Due 06//28/19Buy$50.0K – $100.0K2014-07-26spouse
2014-06-17starwood hotels & Resorts Worldwide, Inc. (hoT)Buy$1.0K – $15.0K2014-08-18spouse
2014-06-16Michael Kors holdings limited ordinary shares (KoRs)Sell$1.0K – $15.0K2014-08-18spouse
2014-05-15ConocoPhillips (CoP)Sell$1.0K – $15.0K2014-08-18spouse
2014-05-13Dallas Fort Worth TexIntl airport 5.000% 11/01/2043Buy$50.0K – $100.0K2014-06-04spouse
2014-04-03laboratory Corporation of America holdings (lh)Buy$1.0K – $15.0K2014-08-18spouse
2014-04-01Delphi Automotive plc ordinary shares (DlPh)Buy$1.0K – $15.0K2014-08-18spouse
2014-03-27North Tex TW1 auth Proj 5.5% 09/01/2041Buy$50.0K – $100.0K2014-04-09spouse
2014-03-12TEVATeva Pharmaceutical Industries limited American Depositary shares (TEVA)Sell$1.0K – $15.0K2014-08-18spouse
2014-03-06Newell Rubbermaid Inc. (NWl)Sell$1.0K – $15.0K2014-08-18spouse
2014-01-29oracle Corporation (oRCl)Buy$1.0K – $15.0K2014-08-18spouse
2014-01-17ebay Inc. (EbAY)Sell$1.0K – $15.0K2014-08-18spouse
2014-01-17Celgene Corporation (CElg)Buy$1.0K – $15.0K2014-08-18spouse
2014-01-17Anheuser-busch Inbev sA sponsored ADR (buD)Sell$1.0K – $15.0K2014-08-18spouse
2014-01-13biogen Idec Inc. (bIIb)Sell$1.0K – $15.0K2014-08-18spouse
2013-08-15Dallas Co TX Util 5.000% 02/15/2024Sell$50.0K – $100.0K2015-04-25spouse
2013-08-15Dallas Co TX Util 5.000% 02/15/2024Sell$50.0K – $100.0K2015-02-17spouse
2 filings on file that we could not read yet
Trades by sector
Other / unclassified58%
Technology7%
Financial Services6%
Industrials6%
Healthcare6%
Consumer Defensive5%
Consumer Cyclical5%
Communication Services2%
Utilities2%
Energy2%
Basic Materials2%
Real Estate1%
Tickers by sector
Other / unclassified carries the largest share of disclosed trades, at 58%.
Other / unclassified58%
CA · DLAKY · EMC · FDN · PCLN · QQQ · SPY · TELNY · VPU
Technology7%
AAPL · ACN · AKAM · APH · CDNS · CRM · CSCO · CTSH · DOX · ERIC · FLEX · FTV · IBM · INTC · INTU · IT · KLAC · MSFT · NICE · ON · ORCL · OTEX · SSNC · SWKS · TEL · TSM · TXN · WDAY
Financial Services6%
AMP · AMTD · AON · AXP · C · CMA · COF · ICE · IVZ · JPM · LPLA · MET · MSCI · PNC · PX · SYF · TD · TRV · V · WFC
Industrials6%
AAL · ADP · AME · CMI · EMR · ETN · FDX · FIS · FLR · GE · HON · JKHY · LMT · MMM · NOC · PAYX · R · ROP · RYAAY · UNP · UTX · VRSK · WEX · WM
Healthcare6%
ABT · CAH · CNC · CVS · DHR · HCA · HSIC · IDXX · ILMN · JNJ · LH · LLY · MDT · PFE · SNY · STE · SYK · TEVA · TFX · TMO · UNH · VRTX · WAT · XRAY · ZTS
Consumer Defensive5%
COST · DEO · DLTR · EL · K · KHC · KO · MO · PEP · PM · TAP · WMT
Consumer Cyclical5%
AMZN · CMPR · CRI · DIS · F · HD · IP · M · MAT · MCD · NKE · OMC · RL · SEE · TJX · TSLA · UA · ULTA
Communication Services2%
AMT · AMX · CHTR · CMCSA · T · VZ
Utilities2%
AEP · D · ETR · KEP · NEE
Energy2%
APA · COP · CVX · HAL · KMI · LUKOY · OXY · PXD · SSL · TOT · XOM
Basic Materials2%
AA · CE · CF · DD · DOW · FCX · MLM · SHW · VMC
Real Estate1%
CCI · LAMR · SPG
What does Herbert C. Conaway, Jr. trade most?
Of the 798 disclosed trades on record, VZ appears most often — 11 disclosures. This counts disclosures, not position size.
Do members of Congress have to disclose their trades?
Yes. The STOCK Act requires a Periodic Transaction Report for most trades within 45 days. Reports state a dollar range, not an exact figure.
Does this show Herbert C. Conaway, Jr.'s full net worth?
No. This page shows only stock trades disclosed under the STOCK Act — it excludes real estate, private businesses and most other assets. Many disclosures are a spouse's or dependent's account, not the member's own.
Which sectors appear most in Herbert C. Conaway, Jr.'s disclosed trades?
Other / unclassified accounts for the largest share of disclosed trades, at 58% (461 of 798).
How current is this data?
Trades are disclosed after the fact — the STOCK Act allows up to 45 days between a trade and its public filing, so recent activity may not be reflected yet.
Read the disclosures themselves on the House Clerk's public disclosure site — Herbert C. Conaway, Jr. may have traded again since 5 December 2018.