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Equity

SWZ

NYSE

Total Return Securities Fund (SWZ)

Price · Chart

This price chart is drawn by TradingView, from their own data, in an embed loaded from their servers. We hold too few licensed daily closes of our own for SWZ to draw a line in its place.

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Total Return Securities Fund (SWZ) insider trades

SEC Form 4 · last 90 days · newest reported trade 8 Oct 2026

In the 90 days to 26 Oct 2026, Total Return Securities Fund insiders reported 8 open-market purchases and no sales (SEC Form 4).

Open-market buys 8
Open-market sells 0
Net bought $198K
Non-trade filings 1
Date Insider Type Shares Value
08 Oct 2026 GOLDSTEIN PHILLIP Secretary Buy 5,000 $29K
28 Sep 2026 SELL MORITZ A Director Buy 2,000 $12K
28 Sep 2026 Dakos Andrew President and CEO Buy 10,000 $58K
25 Sep 2026 Dakos Andrew President and CEO Buy 10,000 $58K
31 Aug 2026 SELL MORITZ A Director Buy 3,000 $18K
24 Aug 2026 Das Rajeev P Secretary Buy 1,366 $8K
21 Aug 2026 Das Rajeev P Secretary Buy 1,700 $10K
10 Aug 2026 SELL MORITZ A Director Buy 1,000 $6K

Compensation mechanics Share grants, option exercises, tax withholding and transfers. They reach the same Form 4 as a trade, but they are not the insider buying or selling on the open market, so no purchase or sale value applies to them.

Date Insider Type Shares Value
01 Oct 2026 GOLDSTEIN PHILLIP Secretary Other 15 $0K

Total Return Securities Fund (SWZ) institutional holders (13F)

SEC Form 13F SEC EDGAR

1 of the 45 institutional funds we track reported a Total Return Securities Fund position for the quarter ended 30 Jun 2026 — a combined $191K; the latest of those filings landed 12 Aug 2026.

Fund Action Shares Value
GAMCO Investors Held (±25%) 32,096 $191K

Total Return Securities Fund (SWZ) fails-to-deliver

SEC CNS data SEC

On 11 Sep 2026, 73 shares of Total Return Securities Fund failed to deliver (about $431).

Settlement date Shares failed Notional
11 Sep 2026 73 $431

Total Return Securities Fund (SWZ): frequently asked questions

From live data

Have Total Return Securities Fund insiders bought or sold shares recently?

In the 90 days to 26 Oct 2026, Total Return Securities Fund insiders reported 8 open-market purchases and no sales (SEC Form 4). A further 1 filing was a grant, award, gift or exercise rather than an open-market trade.

How many institutions hold Total Return Securities Fund?

1 of the 45 institutional funds we track reported a Total Return Securities Fund position for the quarter ended 30 Jun 2026, per SEC Form 13F filings.

Has Total Return Securities Fund had fails-to-deliver recently?

Yes. The most recent SEC fails-to-deliver record for Total Return Securities Fund is dated 11 Sep 2026, when 73 shares failed to deliver.

What exchange is Total Return Securities Fund listed on?

Total Return Securities Fund trades on NYSE under the ticker SWZ.

Answers are generated from the live figures on this page — Reddit crowd data, SEC filings and open company records — and update as the data does.

Sources

  1. TradingViewthe price chart widget, drawn by TradingView from their own data
  2. SEC EDGARSEC EDGAR 13F filings
  3. SECSEC fails-to-deliver (CNS) data