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Equity

FXN

NYSE Arca

First Trust Energy AlphaDEX Fund (FXN)

Price · Chart

This price chart is drawn by TradingView, from their own data, in an embed loaded from their servers. We hold too few licensed daily closes of our own for FXN to draw a line in its place.

First Trust Energy AlphaDEX Fund (FXN) institutional holders (13F)

SEC Form 13F SEC EDGAR

4 of the 45 institutional funds we track reported a First Trust Energy AlphaDEX Fund position for the quarter ended 30 Jun 2026 — a combined $12.4M; the latest of those filings landed 02 Sep 2026.

Fund Action Shares Value
Two Sigma Investments Added +518.7% shares 244,642 $4.9M
D. E. Shaw & Co. New position 219,719 $4.4M
Citadel Advisors Trimmed −30.2% shares 76,750 $1.6M
Marshall Wace New position 70,111 $1.4M

First Trust Energy AlphaDEX Fund (FXN) fails-to-deliver

SEC CNS data SEC

On 28 Sep 2026, 155 shares of First Trust Energy AlphaDEX Fund failed to deliver (about $3K) — the latest of 2 consecutive trading days with recorded fails.

Settlement date Shares failed Notional
28 Sep 2026 155 $3K
25 Sep 2026 118 $3K
23 Sep 2026 3,936 $89K
22 Sep 2026 895 $20K
21 Sep 2026 5,782 $135K
18 Sep 2026 4,870 $115K
17 Sep 2026 111 $3K
15 Sep 2026 157 $4K
11 Sep 2026 134 $3K
08 Sep 2026 22,483 $536K

Congressional trades in First Trust Energy AlphaDEX Fund (FXN)

STOCK Act disclosures House disclosures

The most recent congressional trade disclosed in First Trust Energy AlphaDEX Fund is a purchase by Michael K. Simpson (house, ID), dated 16 Mar 2016.

Date Member Type Amount
16 Mar 2016 filed 15 Mar 2017 Michael K. Simpson house · Republican–ID Purchase $15K–$50K
16 Mar 2016 filed 11 Apr 2016 Michael K. Simpson house · Republican–ID Purchase $15K–$50K

First Trust Energy AlphaDEX Fund (FXN): frequently asked questions

From live data

How many institutions hold First Trust Energy AlphaDEX Fund?

4 of the 45 institutional funds we track reported a First Trust Energy AlphaDEX Fund position for the quarter ended 30 Jun 2026, per SEC Form 13F filings.

Has First Trust Energy AlphaDEX Fund had fails-to-deliver recently?

Yes. The most recent SEC fails-to-deliver record for First Trust Energy AlphaDEX Fund is dated 28 Sep 2026, when 155 shares failed to deliver.

What exchange is First Trust Energy AlphaDEX Fund listed on?

First Trust Energy AlphaDEX Fund trades on NYSE Arca under the ticker FXN.

Answers are generated from the live figures on this page — Reddit crowd data, SEC filings and open company records — and update as the data does.

Sources

  1. TradingViewthe price chart widget, drawn by TradingView from their own data
  2. SEC EDGARSEC EDGAR 13F filings
  3. SECSEC fails-to-deliver (CNS) data
  4. House disclosuresU.S. House of Representatives financial disclosures